Attention:



This account is not maintained by a current or former Politically Exposed Person or Public Official (includes U.S. and Foreign Individuals).

This account is not maintained by a Foreign Financial Institution as defined by Title 30 of the Code of Federal Regulations? If yes, please complete the "Foreign Financial Institution Due Diligence Questionnaire" form.

This account is not a Foreign Bank organized under foreign law and located outside of the United States as defined by Title 31 of the Code of Federal Regulations? If "yes", please ensure the "Certification Regarding Correspondent Accounts" is complete (in addition to the "Foreign Financial Institution Due Diligence Questionnaire" form).

I will not grant trading access to another party. I will be the only person trading with this Robinhood account.

I have carefully reviewed, understand and agree to the terms and provisions of the following: Robinhood Terms and Conditions, APEX Customer Agreement, RHF Customer Agreement, RHF Use and Risk Disclosures, RHF PFO Disclosure.

All information provided in this application is accurate. Robinhood can rely on and is authorized to verify this information, and I will promptly notify Robinhood of any material changes.

I consent to receive all future account information electronically.

Checking the box below is equivalent to my written signature, and I understand that I am entering into legal agreements.

Rule 14b-1(c)

Rule 14b-1(c) of the Securities Exchange Act, unless you object, requires us to disclose to an issuer, upon its request, the names, addresses, and securities positions of our customers who are beneficial owners of the issuer's securities held by us in nominee name. The issuer would be permitted to use your name and other related information for corporation communication only. If you object, please send an email to support@robinhood.com with "Rule 14b-1(c) objection" in the subject.



 

Acknowledgements



    This account is not maintained by a current or former Politically Exposed Person or Public Official (includes U.S. and Foreign Individuals).

    This account is not maintained by a Foreign Financial Institution as defined by Title 30 of the Code of Federal Regulations? If yes, please complete the "Foreign Financial Institution Due Diligence Questionnaire" form.

    This account is not a Foreign Bank organized under foreign law and located outside of the United States as defined by Title 31 of the Code of Federal Regulations? If "yes", please ensure the "Certification Regarding Correspondent Accounts" is complete (in addition to the "Foreign Financial Institution Due Diligence Questionnaire" form).

    I will not grant trading access to another party. I will be the only person trading with this Robinhood account.

    I have carefully reviewed, understand and agree to the terms and provisions of the following: Robinhood Terms and Conditions, APEX Customer Agreement, RHF Customer Agreement, RHF Use and Risk Disclosures, RHF PFO Disclosure.

    All information provided in this application is accurate. Robinhood can rely on and is authorized to verify this information, and I will promptly notify Robinhood of any material changes.

    I consent to receive all future account information electronically.

    Checking the box below is equivalent to my written signature, and I understand that I am entering into legal agreements.



Rule 14b-1(c)



Rule 14b-1(c) of the Securities Exchange Act, unless you object, requires us to disclose to an issuer, upon its request, the names, addresses, and securities positions of our customers who are beneficial owners of the issuer's securities held by us in nominee name. The issuer would be permitted to use your name and other related information for corporation communication only. If you object, please send an email to support@robinhood.com with "Rule 14b-1(c) objection" in the subject.



W-9 Certificate

Under penalties of perjury, I certify that: (1) The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me), and (2) I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding, and (3) I am a U.S. citizen or other U.S. person (defined below).



If you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return, please send an email to support@robinhood.com with "Backup Withholding" in the title.



Definition of a U.S. person. For federal tax return purposes, you are considered a U.S. person if you are: An individual who is a U.S. citizen or U.S. resident alien, A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, An estate (other than a foreign estate), or A domestic trust (as defined in Regulations section 301.7701-7).



The Internal Revenue Service does not require your consent to any provisions of this document other than the certifications required to avoid backup withholding.



Signatures

I authorize my broker and/ or Clearing Firm to obtain a consumer report at the time of application to verify my creditworthiness and to obtain a consumer report from time to time for updates, renewals, extensions, and collection activity on any approved account. Upon my written request, my broker and/ or Clearing Firm will disclose to me whether it obtained a report, and if so, the name and address of the consumer-reporting agency that provided it. In the event that my account is denied by Clearing Firm, as a result of the consumer report verification, I authorize Clearing Firm to provide to my broker the reason(s) for such denial.



BY E-SIGNING THIS APPLICATION, I (WE) ACKNOWLEDGE THE FOLLOWING: (1) THAT SECTION 8 OF THE APEX Customer Agreement CONTAINS A PREDISPUTE ARBITRATION CLAUSE AND IN ACCORDANCE WITH THIS AGREEMENT I (WE) AGREE IN ADVANCE TO ARBITRATE ANY CONTROVERSIES WHICH MAY ARISE BETWEEN OR AMONG ME (US), MY BROKER, AND/OR CLEARING FIRM, (2) RECEIPT OF A COPY OF THE CUSTOMER ACCOUNT AGREEMENT FOLLOWING THIS APPLICATION AND MY (OUR) AGREEMENT WITH THE TERMS THEREIN AND (3) THE INFORMATION PROVIDED ABOVE IS ACCURATE.



 



Discolsure & Disclaimer:



Antes de rapar sua conta bancária, tenha em menete que fatores como o tamanho e a volatilidade do mercado, bem como a sua rapidez de resposta para posicionar compras e vendas podem afetar os resultados obtidos. Como todo serviço financeiro, há um risco associado que deve ser avaliado e administrado de acordo. Ademais, conhecer a legislação do país de onde as transações são posicionadas bem como as regras nacionais acerca do mercado de capitais são importantes para você se mantenha longe de confusão. Além da sua visão de mercado e da capacidade de ação diante das oportunidades ou intemperies do mercado, não há garantia de lucro futuro. Antes de investir, tenha em mente que a diversificação dos investimentos pode mitigar o risco, mas ainda assim não garante que você conseguirá se blindar contra perdas.



All investments involve risk and the past performance of a security, or financial product does not guarantee future results or returns. Keep in mind that while diversification may help spread risk it does not assure a profit, or protect against loss, in a down market. There is always the potential of losing money when you invest in securities, or other financial products. Investors should consider their investment objectives and risks carefully before investing. 



All securities and investments are offered to self-directed customers by Robinhood Financial, LLC, memberFINRA & SIPC. Robinhood Financial, LLC is a wholly owned subsidiary of Robinhood Markets, Inc.



 



 



Mais info: https://robinhood.com